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Financial Markets Authority
Results: 2356

#	Item
981	September 9th, 2014 Via Electronic Mail ([removed]) Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-11 13:08:20 Financial system United States Securities and Exchange Commission Stock market Bonds Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act Tick size Financial economics Investment United States securities law
982	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 15, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Modifying Its Quote Mitig Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-16 08:12:33 Finance Options Price Reporting Authority National market system plan Securities Exchange Act Exchange-traded fund New York Stock Exchange Pacific Exchange U.S. Securities and Exchange Commission Financial markets Financial economics Investment
983	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]September 5, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change A Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-08 07:39:24 Investment Options Price Reporting Authority NYSE Euronext Futures contract Algorithmic trading Short NASDAQ Securities Exchange Act Philadelphia Stock Exchange Financial markets Financial economics Finance
984	Self-Regulatory Organizations File CAT NMS Plan with the SEC September 30, 2014 – Washington, DC – The US national securities exchanges and the Financial Industry Regulatory Authority, Inc. (FINRA), collectively, the Add to Reading List Source URL: www.chx.com Language: English - Date: 2014-09-30 23:07:35 Financial economics United States securities law Corporate crime U.S. Securities and Exchange Commission Chicago Stock Exchange International Securities Exchange Financial Industry Regulatory Authority NASDAQ National market system plan Economy of the United States Self-regulatory organizations Financial markets
985	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]August 29, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amen Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-02 10:21:22 Finance United States Securities and Exchange Commission 73rd United States Congress United States securities law Options Price Reporting Authority Securities Exchange Act Exchange-traded fund Philadelphia Stock Exchange NASDAQ Financial economics Investment Financial markets
986	Notification and justification for the UK Financial Conduct Authority’s (“FCA’s”) requirements relating to safe custody assets and client money, under Article 4 of Directive[removed]EC (“Level 2 Directive”) i Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2014-07-01 09:45:18 Markets in Financial Instruments Directive Finance Financial services Financial system Lehman Brothers Financial adviser Investment Policy Statement Financial economics European Union Financial regulation
987	DIRECTORATE GENERAL FOR INTERNAL POLICIES POLICY DEPARTMENT A: ECONOMIC AND SCIENTIFIC POLICY EU Mapping: Systematic overview on economic and financial legislation Add to Reading List Source URL: www.sven-giegold.de Language: English - Date: 2014-07-07 07:02:11 Europe Markets in Financial Instruments Directive European Insurance and Occupational Pensions Authority Alternative Investment Fund Managers Directive Undertakings for Collective Investment in Transferable Securities Directives Directive on the Promotion of the use of biofuels and other renewable fuels for transport European Company Regulation Financial regulation Single Euro Payments Area European Union directives Law European Union
988	Member of the European Parliament Bât. Altiero Spinelli 60, rue Wiertz B-1047 Brussels Belgium Add to Reading List Source URL: www.sven-giegold.de Language: English - Date: 2012-06-29 06:16:28 European Union Financial regulation Markets in Financial Instruments Directive Directorate-General for Health and Consumers Financial adviser Financial Services Authority Financial economics Finance Business
989	The impact of sovereign wealth funds on global financial markets Add to Reading List Source URL: www.ecb.europa.eu Language: English - Date: 2008-07-02 13:14:13 Investment Macroeconomics Sovereign wealth funds Financial services Foreign-exchange reserves Abu Dhabi Investment Authority Mutual fund Balance of payments Temasek Holdings Economics Financial economics International economics
990	Opinion of the European Central Bank of 7 January 2014 on a proposal for a regulation on indices used as benchmarks in financial instruments and financial contracts (CON[removed]) Add to Reading List Source URL: www.ecb.europa.eu Language: English - Date: 2014-05-19 06:57:57 European Securities and Markets Authority International Organization of Securities Commissions European Central Bank Securities Commission Eurosystem Europe International finance European Union Benchmark European System of Central Banks

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